UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. | OMB APPROVAL | ||||||||||||||||||||||
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SEC USE ONLY | |||||||||||||||||||||||
DOCUMENT SEQUENCE NO. | |||||||||||||||||||||||
CUSIP NUMBER | |||||||||||||||||||||||
1 (a) NAME OF ISSUER (Please type or print) Red River Bancshares, Inc. | (b) IRS IDENT. NO. 72-1412058 | (c) S.E.C. FILE NO. | WORK LOCATION | ||||||||||||||||||||
1 (d) ADDRESS OF ISSUER STREET CITY STATE 1412 Centre Court Drive, Suite 501, Alexandria, Louisiana 71301 | (e) TELEPHONE NO. | ||||||||||||||||||||||
AREA CODE 318 | NUMBER 561-4042 | ||||||||||||||||||||||
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD Tammi R. Salazar | (b) RELATIONSHIP TO ISSUER EVP/Red River Bank Private Banking, Mortgage, and Investments | (c) ADDRESS STREET CITY STATE ZIP CODE c/o Red River Bancshares, Inc. Alexandria Louisiana 71301 1412 Centre Court Drive, Suite 501 |
3 (a) Title of the Class of Securities To Be Sold | (b) Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities | SEC USE ONLY | (c) Number of Shares or Other Units To Be Sold (See instr. 3(c)) | (d) Aggregate Market Value (See instr. 3(d)) | (e) Number of Shares or Other Units Outstanding (See instr. 3(e)) | (f) Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.) | (g) Name of Each Securities Exchange (See instr. 3(g)) | ||||||||||||||||
Broker-Dealer File Number | |||||||||||||||||||||||
Common Stock | LPL Financial Services 1055 LPL Way Fort Mills, South Carolina 29715 | 3,500(1) | $171,815 (at 11/23/2020) | 7,325,333 | 11/24/2020 | Nasdaq | |||||||||||||||||
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired (If gift, also give date donor acquired) | Amount of Securities Acquired | Date of Payment | Nature of Payment | ||||||||||||||
Common Stock | 7/1/2013 | Equity award from issuer | Red River Bancshares, Inc. | 1,500(1) | N/A | N/A | ||||||||||||||
Common Stock | 7/1/2015 | Equity award from issuer | Red River Bancshares, Inc. | 2,000(2) | N/A | N/A |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds | ||||||||||
None |
INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. | ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | ||||||||||||||||
November 24, 2020 | /s/ Amanda W. Barnett | ||||||||||||||||
DATE OF NOTICE | Amanda W. Barnett, as attorney-in-fact | ||||||||||||||||
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, | The notice shall be signed by the person for whose account the securities are to be sold. At least one copy | ||||||||||||||||
IF RELYING ON RULE 10B5-1 | of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures. | ||||||||||||||||
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |